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5. Audit File Preparation

Documentation requirements, declarations, and audit pack preparation for residential SRES, VEU, and ESS applications.

Phase 5 prepares the scheme evidence package after modelling results have passed Gate A and the client has approved certificate quantities.

Audit files should be prepared as if an auditor will inspect every document: the model name, brand, entity, address, certificate numbers, test report references, and signatures must be consistent across the pack.

In this section

Phase sub-tasks

  1. Create scheme-specific audit folders for CER, VEU, and ESS where applicable.
  2. Export or compile AS/NZS 4234 reports and certificate result summaries.
  3. Add test reports, certificates, drawings, manuals, data plates, declarations, and authorisation letters.
  4. Prepare Part C and scheme forms where required.
  5. Send declarations for signature using the declaration signing email template.
  6. Run self-review against the scheme checklist.
  7. Request Gate B review and resolve findings.

Gate B Review

When audit files are complete, request a Gate B Review from a peer. Gate B checks that the audit packs are complete, internally consistent, correctly named, and ready to submit. Treat a failed Gate B as a blocking issue.

Exit Gate

Phase 5 exits when Gate B passes and all client signatures or written approvals needed for submission are complete.

The next phase is Phase 6 - Submission.